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October 28, 2009

Comments

Andrew Perlman
Monroe Freedman

I wrote about this issue in “Ethical Ends and Ethical Means,” 41 Jour. Legal Ed. 55, (1991), and in “Trials of an Ethics Expert Witness,” Legal Times, May 23, 1994. The latter article said in part:

Stuart Taylor has written an article in American Lawyer, “Sleazy in Seattle,” about a case involving dishonest discovery tactics designed to cover up smoking-gun documents, and about the expert testimony that sought to justify the tactics. I have also seen expert testimony that directly contradicts what the expert himself has written in a treatise or article on ethics.
I once talked with an ethics professor about a colleague who often seems to be serving as an advocate, rather than giving his true opinion, when testifying as an expert. I disapproved, saying that the roles are significantly different -- that there are arguments that I could readily make as an advocate that I couldn't present under oath as my expert opinion. But the other professor demurred. In his view, our colleague and I simply have a "philosophical difference" about whether an expert witness is nothing more than a advocate who happens to be sitting in a witness chair.
At one point, I considered proposing a special code of ethics for expert witnesses on lawyers' ethics. But such a code would be redundant. Both the Model Code of Professional Responsibility (1969) and the Model Rules of Professional Conduct (1983) proscribe conduct involving dishonesty, fraud, deceit, or misrepresentation. DR 1-102(A)(4); MR 8.4(c). Also, a lawyer is forbidden to make a false statement of fact or law to a tribunal. DR 7-102(A)(5); MR 3.3(a)(1). Those provisions adequately preclude a lawyer from engaging in the kinds of improper conduct described in the American Lawyer article, or from falsely presenting an advocate's contentions as if they were the scholar's own disinterested judgments.

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